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[ZKKL] Academic Presentation | Recent Advances in the Study of the Pathogenesis of Herpes Zoster
Release time:2019-09-04
Article reprinted from: Dermatology Bulletin, Issue 01, 2017, page 33.
Authors: Chen Wei, Liu Junlian
[Abstract] The varicella-zoster virus (VZV) exhibits a tropism for both the nervous system and the skin. Primary infection manifests as chickenpox, after which the virus enters a latent state. Under the influence of various precipitating factors, latent VZV can reactivate and undergo extensive replication, triggering an immune response in peripheral sensory nerves and the corresponding unilateral dermatomes. This results in erythema, grouped vesicles, and neuralgia. Herpes zoster (HZ), as a reactivation of varicella infection, occurs in approximately 20% of healthy adults and 50% of immunocompromised individuals. In children and adults with intact immune systems, HZ typically resolves without complications; however, patients with impaired cellular immunity are prone to systemic involvement, commonly including pneumonia, hepatitis, encephalomyelitis, and vascular lesions. Postherpetic neuralgia (PHN), which may develop following herpes zoster, significantly impairs patients’ physical and mental well-being and quality of life.
Following VZV infection of neuronal cells, the virus initiates replication; when neuronal apoptosis ceases, latent infection is established. When the host experiences external triggers that compromise immune function, VZV undergoes robust replication and reactivation, spreading to the skin or other tissues and organs, thereby causing herpes zoster (HZ). Current research indicates that viral open reading frames (ORFs), microRNAs (miRNAs), and pattern‑recognition receptors—among other signaling molecules—regulate VZV replication and contribute to its latency and reactivation. Cellular immunity plays a pivotal role in the pathogenesis following VZV reactivation, with the extent of viral dissemination and the strength of the antiviral immune response determining the clinical presentation and prognosis of HZ. A thorough elucidation of VZV latency, reactivation, and the VZV‑specific cellular immune responses that ensue is essential for a comprehensive understanding of the mechanisms underlying HZ pathogenesis.
[Keywords] Herpes zoster virus 、 virus 、 Disease
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Molecular Biological Characteristics of VZV
VZV consists of a double-stranded DNA genome, a capsid, a tegument, and an envelope. The innermost layer is the nucleocapsid, which encloses the DNA genome; the outermost layer is the envelope, derived from the host cell membrane and containing viral glycoproteins; and between these lies the tegument, composed primarily of three immediate‑early proteins (IEs) encoded by ORF4, ORF62, and ORF63. The VZV genome can be divided into four regions: the long unique sequence (UL), the short unique sequence (US), the internal repeat sequences (IR), and the terminal repeat sequences (TR), encompassing 71 open reading frames (ORFs) along with promoter‑related elements. Two thirds of the ORFs, together with eight glycoproteins, are involved in viral DNA replication, splicing, packaging, metabolism, and nucleocapsid assembly. Most VZV genes contribute to viral replication, with their gene products expressed in the sequential order of immediate‑early proteins, early proteins, and late proteins. During latent infection, only the IE62 and IE63 genes—encoding immediate‑early proteins—are expressed; late‑protein genes, which encode certain capsid and glycoprotein components, remain unexpressed. Viral glycoproteins mediate viral attachment and entry into human host cells, are displayed on the plasma membrane of infected cells, and facilitate intercellular spread of the virus.
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The pathogenic process of VZV
Primary During VZV infection, the virus initially establishes itself in the mucosa of the upper respiratory tract, then replicates within local lymph nodes before entering the bloodstream, resulting in primary viremia. As the virus is transported to organs of the reticuloendothelial system, such as the liver and spleen, a second round of replication occurs, leading to secondary viremia and widespread dissemination throughout the body. Approximately 14–16 days after infection, the virus can invade capillary endothelial cells and reach the epidermis; it subsequently travels centripetally along the dorsal root ganglia of the spinal cord or the sensory nerves of the trigeminal ganglion, persisting in latency within neurons of these ganglia. Herpes zoster (HZ) typically progresses through three stages: In the first stage, during the latent period, the dormant VZV reactivates within neurons, accompanied by impaired immune surveillance. In the second stage, the clinical rash phase, the virus is released from the ganglia along neural pathways into the skin; at this point, the host’s memory‑mediated immune response is heightened, confining VZV infection to the dermatomal territory where the initial outbreak occurred. Once this memory‑based immune response wanes, the disease advances to the third stage. In the third stage, the clinical disseminated phase, the virus not only affects the skin but also spreads to the central nervous system and other visceral organs. 3. Mechanisms of VZV Latency All herpesviruses possess latent potential, with latency often lasting a lifetime; for most herpesviruses, latency represents a key strategy for evading immune surveillance. Studies have shown that during latent infection, VZV DNA exists as free episomes within host cells, alongside viral transcripts and synthesized proteins. VZV ORFs and miRNAs play critical roles in maintaining latent VZV infection.
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The role of IE in VZV latency
3. 1. The role of IE in VZV latency
Within the VZV genome, most immediate‑early (IE) proteins play crucial roles in viral replication, primarily by silencing the transcription and expression of related genes to maintain latency. ORF61 can induce the disassembly of ND‑10 structures within the host cell, which otherwise promote viral replication. Studies on the mechanisms of VZV latency and reactivation in the nervous system have shown that IE4, IE62, and IE63 are expressed in neurons harboring latent VZV infection and are predominantly localized in the cytoplasm. It is hypothesized that, during latency, these IE proteins may, for some reason, be restricted from entering the nucleus, thereby limiting their trans‑activating functions and impairing VZV replication. Research has further demonstrated that ORF66, through phosphorylation, prevents IE62 from entering the nucleus to exert its trans‑activating activity, while simultaneously downregulating the expression of major histocompatibility complex class I (MHC‑I) on the cell surface, thus contributing to viral immune evasion. IE4 and IE63 are indispensable for establishing latent VZV infection. Using a SCID human–mouse chimeric infection model, researchers have investigated IE proteins and found that, during latency, the expression of IE62 and IE63 is reduced. This reduction is attributed to the ability of these IE proteins to counteract neuronal apoptosis, enabling the virus to survive within neurons upon initial entry and facilitating its extensive replication within host cells.
3. 2. The role of miRNAs in VZV latency
miRNA is a non-coding single-stranded RNA consisting of 22 nucleotides that, by binding complementarily to target messenger RNAs, induces mRNA degradation or inhibits protein translation. Studies have shown that VZV miRNAs lack target sites for binding to latency-associated ORF genes, thereby preventing the degradation of latency‑associated ORF‑encoded mRNAs and maintaining viral latency. There are hundreds of distinct miRNAs, each exerting unique regulatory functions; research has identified seven miRNAs—miR‑190b, miR‑571, miR‑1276, miR‑1303, miR‑943, and miR‑661—whose expression changes at the molecular level may serve as potential biomarkers for HZ pathogenesis. Some researchers suggest that circulating miRNAs in HZ patients can modulate multiple signaling pathways to promote viral replication and contribute to the disease’s inflammatory response and neuronal damage. For example, upregulation of miR‑21 activates the signal transducer and activator of transcription 3 (STAT3) pathway, thereby enhancing VZV replication. Further studies have revealed that VZV‑encoded miRNAs can suppress the expression of antiviral cytokines such as IL‑6 and IL‑10 by regulating the nuclear factor‑κB pathway, thus evading host immune surveillance.
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VZV activation mechanism
4 VZV Activation Mechanism
Neuronal cells and keratinocytes not only serve as VZV‑infected target cells also serve as antigen‑presenting cells, mediating the immune response. Through immunomodulatory mechanisms, VZV downregulates the expression of immune molecules such as MHC class I, MHC class II, and intercellular adhesion molecule‑1 (ICAM‑1) on the surface of target cells, and reduces the expression of signaling molecules involved in T‑cell activation. This impairs T‑lymphocyte activation and proliferation, enabling VZV‑infected target cells to evade T‑cell–mediated immune recognition and leading to viral reactivation. VZV reactivation is a critical step in the development of herpes zoster; this is followed by sequential processes, including recognition of the virus by pattern‑recognition receptors, infiltration of immune cells, release of cytokines, and interactions among T‑lymphocyte subsets, ultimately resulting in damage to neural and cutaneous tissues.
4.1 Pattern Recognition Receptors
Upon VZV activation, the innate immune system—acting as the first line of defense against pathogens—recognizes and binds pathogen-associated molecular patterns (PAMPs) via pattern recognition receptors (PRRs), thereby activating downstream signaling pathways and eliciting an immune response through cytokine secretion. PRRs include Toll-like receptors (TLRs), C-type lectin‑like receptors, NOD‑like receptors, and retinoic acid‑inducible gene‑I‑like receptors. Among these, TLRs are the most extensively studied; they recognize a wide array of pathogens to trigger host immune responses and serve as a bridge between innate and adaptive immunity. Studies have shown that TLR9 functions as a cellular “sensor” for VZV, mediating a type I interferon–dependent innate immune response. Furthermore, TLR9, via the MYD88‑dependent signaling pathway, promotes IFN‑α release and facilitates the development of a Th1‑mediated adaptive immune response.
4. 2 CD4+ T cells and CD8
+T cell–mediated cellular immunity is the primary cause of VZV reactivation leading to HZ. Histologically, HZ is characterized by inflammatory cell infiltration—predominantly lymphocytes surrounding skin lesions and neurons—with T lymphocytes as the major component. Among these, CD4+ T cells and CD8+ T cells are considered the most critical subsets determining VZV reactivation and dissemination; their numbers and functional status play distinct roles during the latent infection phase, the rash‑onset phase, and the viral dissemination phase of HZ. Following VZV activation, the proportion of CD4+ T cells increases; however, when CD4+ T cells become severely depleted, the extent of cutaneous lesions expands, viral load rises, and viremia persists longer, resulting in widespread systemic skin involvement. CD8+ T cell–mediated immune responses also contribute significantly to host defense in HZ patients. Steain et al. reported abundant memory CD8+ T cell infiltration around dorsal root ganglia in HZ patients; reduced expression of surface signaling molecules on antigen‑presenting cells impairs the cytotoxic capacity of these CD8+ T cells. An imbalance in the CD4+/CD8+ T cell ratio—tilting toward a relative deficiency of CD8+ T cells—renders the host immune system dysregulated, thereby promoting HZ pathogenesis. Studies have shown that, from VZV activation until the appearance of typical rash, the CD4+/CD8+ T cell ratio declines markedly; upon rash onset, this ratio begins to rise gradually, eventually returning to baseline levels after lesion resolution. Furthermore, researchers have observed an inverse correlation between the CD4+/CD8+ T cell ratio during the acute phase of HZ and the incidence of postherpetic neuralgia (PHN). Consequently, some investigators propose that an inverted CD4+/CD8+ T cell ratio could serve as an immunological surveillance marker for HZ patients and high‑risk populations.
4.3 CD4+ T helper lymphocyte subsets
CD4 helper T cells include Th1, Th2, Th17, and regulatory T cells (Treg). Currently, one of the underlying causes of herpes zoster (HZ) is a disruption of immune homeostasis, leading to a shift in Th cell subsets. Some researchers have reported elevated levels of Th1- and Th2‑type cytokines in the serum of HZ patients; however, Zhang et al., who analyzed vesicular fluid from HZ patients, obtained different findings: they observed low expression of Th1 cytokines IL‑2 and TNF‑α, while Th2 cytokines IL‑4 and IL‑10 were highly expressed, resulting in a skewed Th1/Th2 ratio. These results suggest that, although Th1 and Th2 cells mediate similar immune responses at different sites in HZ patients, their relative strengths differ—Th1 cells exert stronger protective immunity, whereas Th2 cells contribute more to local skin and neural tissue pathology. Th17 cells represent a distinct CD4+ T‑cell subset, separate from Th1 and Th2. Cytokines secreted by Th2 cells, such as IL‑4, IL‑10, and IL‑13, can inhibit the differentiation and development of Th17 cells. Nevertheless, Agata et al. found that in HZ patients, serum levels of Th17 cytokines IL‑17, IL‑23, and IL‑21, as well as Th2 cytokines IL‑4 and IL‑12, were all elevated. This indicates that the suppressive effect of Th2 cells—previously dominant in HZ pathogenesis—has diminished, with both Th2 and Th17 cytokines being highly expressed, thereby placing the host in a state of immune tolerance. Recently, Treg cells have attracted considerable attention due to their critical roles in autoimmune diseases, inflammatory conditions, organ transplantation, cancer, and various infectious disorders. Together with Th17 cells, they also engage in reciprocal regulation during viral infections, jointly maintaining immune homeostasis. Treg cells indirectly influence the onset and progression of HZ by modulating the functions of CD4+ T cells. Xing et al. enrolled 76 patients in the acute phase of HZ, stratifying them into mild, moderate, and severe groups based on disease severity, and assessed the distribution of T‑lymphocyte subsets in each group. Compared with healthy controls, the HZ cohort exhibited reduced CD4+ T cells and markedly increased Treg cells, with a negative correlation between CD4+ T cells and Treg cells. Furthermore, among the three groups, the severe group showed significantly enhanced Foxp3 expression within CD4+CD25+ T cells. These findings suggest that, in HZ patients, Treg cells are extensively activated, suppressing the proliferation and activation of CD4+ T cells, and that the degree of disease severity correlates positively with the strength of Treg‑mediated suppression.
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Conclusion
The prevention and treatment of herpes zoster (HZ) have continuously evolved based on in-depth research into its pathogenesis. Recent studies on the immunological mechanisms underlying HZ have identified new avenues for its prevention and therapy. Investigating the structure and function of VZV genes and proteins is instrumental in developing small-molecule inhibitors that exert antiviral activity and prevent postherpetic neuralgia. Moreover, a deeper understanding of HZ pathogenesis at the cellular and molecular levels can inform the design of more effective therapeutic strategies and pharmacological agents.
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